The Risk Officer is responsible for overseeing risk management, compliance, and supervisory functions within a branch of a Brokerage Wealth Management firm, ensuring adherence to regulatory policies, internal procedures, and ethical standards. Reporting to the Senior Risk Officer, this role involves monitoring risk controls, supporting audits, handling escalations, managing client suitability, and collaborating with legal, compliance, and HR teams. Candidates must have active FINRA licenses (Series 7, 8 or 9/10, 63, and 65 or 66), and strong leadership, communication, and analytical skills.
...We are seeking a passionate and inspiring Wellness Coach to join our team at Fellowship Square, located in Surprise , Arizona, where we believe life is meant to be lived fully at every age. Through our innovative ZOE LIFE Program , we empower older adults to thrive...
...Bankers Life Financial Advisors help clients live more and worry less through personalized financial planning. They are business owners who acquire clientele and find financial solutions with help from industry-leading training, mentors, and products. As a Financial...
...Carpenter to join our team. The position will be based out of our Milledgeville office and is responsible for providing on-site cabinet and trim installation. The ideal candidate is prompt and reliable, has superior support skills and excellent communication....
...Were looking for a Marketing Specialist Creative & Web whos equal parts visual designer and digital builder. Youll play a key role in shaping our... ...Requirements : Advanced English proficiency (C1 level)&##128204; Location : 100% Remote &##128512; Start...
...Financial Planner / Tax Advisor / Certified Public Accountant (CPA) Step into a high-impact advisory role where your CPA skills will not only guide clients through complex financial landscapes but shape their long-term prosperity. Join our collaborative financial team...